Special Services & Fees

Special service fees apply to account activities that are not a regular function of managing your money at Folio Investing. If you have questions about these fees, contact Customer Service.

Wire Transfers Out Wiring cash from us to another financial institution. There is no charge for incoming wires.	No charge
Full Account Transfer Out Fee Applied when you transfer your entire account to another brokerage firm.	$100 per account
Partial Account Transfer Out Fee Applied when you transfer some of the securities (e.g., stocks) in your account to another brokerage without selling the securities..	$5 per security and cash transfer ($25 min / $75 max)
Checkbooks	No charge
Returned Check or Wire Applied when there is a returned check or wire request due to non-sufficient funds (NSF).	$35 per occurrence
Returned EFT Applied when there is a failed electronic funds transfer (EFT) request.	$10 per occurrence
Stop Payment on Check	$35 per check
Uncashed Stale-Dated Check Fee	$20 per check
Check Copy	$20 per check
Check Withdrawal-Standard mail	No charge
Express Mail	$30 per mailing, M–F delivery $45 per mailing, Sat delivery
Paper Copies of Account Statements & Confirmations	$12.50 per statement or confirmation request
Mail Delivery of Monthly Statements	$60 per year
Broker-Assisted Services; Trade or Transfer Requests by Phone Broker-Assisted Services; Trade or Transfer Requests by Phone.	No charge
ADR Fees Certain ADRs may be subject to service fees designed to compensate the agent bank performing the custodial services. The fees are charged periodically and typically range from between $.01 to $.03 per share.	The ADR’s prospectus will provide specific information on applicable fees.
Voluntary Corporate Action Applied per action when you participate in a voluntary tender offer. There is no charge for mandatory actions, such as mergers or acquisitions.	No charge
Charge for Special Services	No charge
Trading Service Fees Fees to offset regulatory and transaction costs imposed on brokers relating to buy and sell transactions in certain securities.	Adjusted periodically
IRA Custodial Fee For each IRA custodial account we will apply this fee annually, or when you close your IRA if this fee has not already been applied for the year.	$25 per year
Account Statement Alert Failure/Bad Email Address Fee Applied if your client’s email notice that a new monthly account statement is in their Statements & Tax Records is rejected due to a bad email address. Every month, we will send an email to advisors of clients whose emails are bouncing. This fee is only applied if you or your client fail to provide a new email address before the end of any month in which you receive this email.	No charge
Residual Balance Fee Quarterly fee applied to closed accounts under closed memberships that still have a balance. This fee or the lesser of the remaining account balance will be charged quarterly.	$15

Mutual Fund Fees

We currently offer no-load mutual funds. We may impose a commission charge for handling these mutual funds. Most mutual funds have early redemption fees and investment minimums. Please note that most mutual funds charge management, marketing and administration fees that are deducted directly from fund assets. We receive compensation from certain mutual fund companies for the recordkeeping, shareholder services, and other administrative services that we provide to shareholders of the funds. These shareholder services include transaction processing, settlement of trades, dividend distribution, record maintenance, and distribution of statements, confirmations, prospectuses and other regulatory shareholder documents.

Early Redemption Fees assessed by mutual funds vary by fund. Please consult your prospectus for applicable charges.

Fees vary by fund