LEGG MASON Fund Family

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Fund Settlement Date Minimum Investment Amounts
Taxable Initial Taxable Subsequent Non-Taxable Initial Non-Taxable Subsequent
WESTERN ASSET ULTRA SHORT INCOME FD CL C (ARMGX)
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1 $500.00 $0.00 $250.00 $0.00
WESTERN ASSET ULTRA SHORT INCOME FD CL I (ARMLX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET ULTRA SHORT INCOME FD CL A (ARMZX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINEGLOBAL HIGH YIELD A (BGHAX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINEGLOBAL HIGH YIELD I (BGHIX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINEGLOBAL HIGH YIELD IS (BGHSX)
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1 $1,000,000.00 $0.00 $1,000,000.00 $0.00
BRANDYWINEGLOBAL CORP CREDIT IS (BGISX)
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1 $0.00 $0.00 $0.00 $0.00
FRANKLIN GLOBAL EQUITY FUND A (CFIPX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE TACTICAL DIV INCM FD CL A (CFLGX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INSTL US TRS RSRVS INSTL (CIIXX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE SUSTAIN LEADERS A (CLSUX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINE GLBL OPPORT BD FD CL FI (GOBFX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INTER MAT NY MUNI FD CL A (IMNYX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INTER MAT CA MUNI FD CL A (ITCAX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET MACRO OPPTY FD A (LAAAX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE TACTICAL DIV INCM FD CL I (LADIX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET MACRO OPPTY FD FI (LAFIX)
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1 $0.00 $0.00 $0.00 $0.00
FRANKLIN MULTIASSET GROWTH FUND I (LANIX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET MACRO OPPTY FD IS (LAOSX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE MID CAP GWTH FD CL A (LBGAX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE MID CAP GWTH FD CL I (LBGIX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINE GLBL HIGH YIELD FD CL A (LBHAX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINEGLOBAL GLOBAL HIGH YIELD FI (LBHFX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINEGLOBAL DIVERS US LG CAP VAL IS (LBISX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINE GLBL DIVERS US LG CAP VAL FD (LBWAX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINE GLBL DIVERS US LG CAP VAL FD (LBWIX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE TACTICAL DIV INCM IS (LCBDX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE DIV STRAT FD CL IS (LCBEX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET CORP BD FD CL P (LCBPX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE SLCT FD CL FI (LCBSX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE SUSTAIN LEADERS IS (LCILX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE SUSTAIN LEADERS I (LCISX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE MID CAP GWTH FD CL IS (LCMIX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE SLCT FD CL IS (LCSSX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE SUSTAIN LEADERS FI (LCSTX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINE GLOBAL FLEXIBLE BOND FD CL A (LFLAX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINEGLOBAL FLEXIBLE BOND I (LFLIX)
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1 $1,000,000.00 $0.00 $1,000,000.00 $0.00
BRANDYWINE GLOBAL FLEXIBLE BOND FD IS (LFLSX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE SMALL CAP FI (LGASX)
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1 $0.00 $0.00 $0.00 $0.00
FRANKLIN INTERNATIONAL EQUITY FUND F1 (LGFEX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE INTL GWTH FD A (LGGAX)
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1 $0.00 $0.00 $0.00 $0.00
FRANKLIN INTERNATIONAL EQUITY FUND I (LGIEX)
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1 $0.00 $0.00 $0.00 $0.00
LEGG MASON QS US SM CAP EQTY FI (LGSCX)
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1 $0.00 $0.00 $0.00 $0.00
LEGG MASON GLOBAL ASSET MGMT T CLEARBRID (LGVAX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET MA MUNI FD CL I (LHMIX)
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1 $0.00 $0.00 $0.00 $0.00
FRANKLIN INTERNATIONAL EQUITY FUND IS (LIESX)
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1 $0.00 $0.00 $0.00 $0.00
QS MODERATE GWTH FD CL I (LLAIX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINEGLOBAL ALT CREDIT FD IS (LMAMX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINE GLBL ALTERNATIVE CREDIT FD CL (LMANX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINEGLOBAL ALTERNATIVE CREDIT FI (LMAOX)
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1 $0.00 $0.00 $0.00 $0.00
QS US SM CAP EQTY FD CL A (LMBAX)
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1 $0.00 $0.00 $0.00 $0.00
QS US SMALL CAP EQTY FD CL IS (LMBMX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET MORTGAGE TOTAL RETURN FD C (LMBSX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET CA MUNI FD CL I (LMCUX)
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1 $0.00 $0.00 $0.00 $0.00
FRANKLIN INTERNATIONAL EQUITY FUND A (LMEAX)
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1 $0.00 $0.00 $0.00 $0.00
FRANKLIN MULTIASSET CONS GRWTH I (LMEIX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE INTL GWTH FD FI (LMGFX)
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1 $0.00 $0.00 $0.00 $0.00
FRANKLIN MULTIASSET DEFFS GRWTH I (LMGIX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE INTL GWTH FD I (LMGNX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INTERM MAT NY MUNI FD I (LMIIX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE LG CAP VALUE IS (LMLSX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET OR MUNICIPALS FD CL I (LMOOX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE GROWTH FUND CLASS FI (LMPFX)
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1 $0.00 $0.00 $0.00 $0.00
LEGG MASON CLEARBRIDGE SM CAP GWTH FI (LMPSX)
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1 $0.00 $0.00 $0.00 $0.00
QS US SM CAP EQTY FD CL I (LMSIX)
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1 $0.00 $0.00 $0.00 $0.00
LEGG MASON GLOBAL ASSET MGMT T CLEARBRID (LMVFX)
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1 $0.00 $0.00 $0.00 $0.00
LEGG MASON GLOBAL ASSET MGMT T CLEARBRID (LMVRX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINE GLBL HIGH YIELD FD CL I (LMYIX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINEGLOBAL GLBL HIGH YIELD FD IS (LMZIX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET NJ MUNI FD CL I (LNJIX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET PA MUNI FD CL I (LPPIX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINE GLBL UNCONSTRAINED BD FD CL A (LROAX)
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1 $0.00 $0.00 $0.00 $0.00
BRANDYWINE GLBL UNCONSTRAINED BD FD CL I (LROSX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE GROWTH FUND CLASS IS (LSIFX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE MID CAP IS (LSIRX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE INTL VALUE FD CL IS (LSIUX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET CORE BD FD C1 (LWACX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET CORE PLUS BD FD C1 (LWCPX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET SHORT TERM BD FD CL IS (LWSTX)
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1 $0.00 $0.00 $0.00 $0.00
MARTIN CURRIE EMRG MKTS FD CL I (MCEIX)
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1 $0.00 $0.00 $0.00 $0.00
MARTIN CURRIE EMRG MKTS FD CL IS (MCEMX)
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1 $0.00 $0.00 $0.00 $0.00
MARTIN CURRIE EMRG MKTS FD CL FI (MEFIX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE GLBL INFRASTRUCTURE INCM FD (RGAVX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE GLBL INFRASTRUCTURE INCM FD (RGIVX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE GLBL INFRASTRUCTURE INCM FD (RGSVX)
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1 $0.00 $0.00 $0.00 $0.00
LEGG MASON CLEARBRIDGE LARGECAP FD CL I (SAIFX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET ULTRA SHORT INCOME FD CL I (SBAYX)
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1 $0.00 $0.00 $0.00 $0.00
FRANKLIN MULTIASSET CONS GRWTH A (SBBAX)
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1 $0.00 $0.00 $0.00 $0.00
QS DEFENSIVE GROWTH FD CL C1 (SBCLX)
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1 $1,000.00 $0.00 $250.00 $0.00
WESTERN ASSET CORP BD FD CL C1 (SBILX)
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1 $1,000.00 $0.00 $250.00 $0.00
CLEARBRIDGE INTL VALUE FD CL I (SBIYX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE LARGE CAP GWTH FD CL I (SBLYX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET NY MUNI FD CL A (SBNYX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET PA MUNI FD CL A (SBPAX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE SMALL CAP GWTH FD CL I (SBPYX)
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1 $0.00 $0.00 $0.00 $0.00
QS S&P 500 INDEX FD CL A (SBSPX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET SHORTTERM BD FD CL A (SBSTX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET SHORTTERM BD FD CL I (SBSYX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INTERM TERM MUNI FD CL I (SBTYX)
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1 $0.00 $0.00 $0.00 $0.00
QS MOD GROWTH FD CL A (SCGRX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INCOME FUND CL A (SDSAX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INCOME FUND CL C1 (SDSIX)
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1 $500.00 $0.00 $250.00 $0.00
WESTERN ASSET INCOME FUND CL I (SDSYX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET MORTGAGE TOTAL RETURN FD C (SGSLX)
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1 $500.00 $0.00 $250.00 $0.00
WESTERN ASSET MORTGAGE TOTAL RETURN FD C (SGSYX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET SHORT DUR MUNI INCM FD CL (SHDAX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET SHORT DURATION HIGH INCM F (SHICX)
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1 $500.00 $0.00 $250.00 $0.00
WESTERN ASSET NJ MUNI FD CL A (SHNJX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET OR MUNI FD CL A (SHORX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET CA MUNI FD CL A (SHRCX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INTER MAT CA MUNI FD CL I (SICYX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET CORP BD FD CL A (SIGAX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET CORP BD FD CL I (SIGYX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE LG CAP VALUE FD CL A (SINAX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET MA MUNI FD CL A (SLMMX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET GOVT RESERVES A (SMGXX)
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1 $0.00 $0.00 $0.00 $0.00
FRANKLIN GLOBAL EQUITY FUND I (SMYIX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET NY MUNI FD CL I (SNPYX)
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1 $0.00 $0.00 $0.00 $0.00
CLEARBRIDGE DIVIDEND STRATEGY FD CL I (SOPYX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET SHORTTERM BD FD CL C1 (SSTLX)
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1 $500.00 $0.00 $250.00 $0.00
WESTERN ASSET MUNI HIGH INCM FD CL A (STXAX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET TOTAL RETURN UNCONSTRAINED (WAASX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET CORE BD FD A (WABAX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INTER BD FD IS (WABSX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INFL INDXD PLUS BD FD A (WAFAX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INFL INDXD PLUS BD FD IS (WAFSX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INCOME FUND CL IS (WAGIX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET CORE PLUS BD FD A (WAPAX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INTER BD FD A (WATAX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET INFLATION IDXD PLUS BD FI (WATPX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET TOTAL RETURN UNCONSTRAINED (WAUAX)
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1 $0.00 $0.00 $0.00 $0.00
WESTERN ASSET HIGH YIELD FD A (WAYAX)
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1 $0.00 $0.00 $0.00 $0.00

Some funds charge fees to cover marketing, distribution and administrative expenses. These fees include marketing fees known as a “12b-1 fees”, as well as certain record keeping or shareholder services fees. Such fees are included in the fund’s overall expense ratio and a portion of these fees may be paid to us. We reserve the right to change the funds we make available at any time without prior notice.