Important Disclosures

Investing In Folios

There are risks involved in investing in any security or group of securities. Past returns are no guarantee of future returns. Read Risks of Investing for more information.

Folios can be managed or unmanaged and are not registered investment companies. Folios may contain K1 securities, such as limited partnership interests, or ADRs either directly or through ETFs or mutual funds that invest in them. Please read prospectuses carefully before investing in ETFs or mutual funds. Ready-to-Go Folios exclude securities of companies deemed Highest Offender by the Genocide Intervention Network, unless the security is held by a mutual fund or ETF that is part of a Folio. Folios maintained by a third party may not exclude these securities.

FOLIOfn Investments, Inc. (“we, us, or our”) does not make any determination that any investment or strategy is suitable or appropriate based on your or any investor’s particular investment objectives or financial situation. Regardless of whether provided by a third party or by us, we do not review, recommend, determine the suitability of, or provide advice regarding any investment or strategy for your use. If you follow any investment or strategy (including a published Folio) you must determine for yourself whether the investment or strategy is suitable for you. By using our website you agree to these terms and the terms below.

Services and Products of Unaffiliated Organizations

FOLIOfn Investments, Inc., through its online brokerage platform, provides brokerage services that, among other things, enable organizations and their members and/or customers to follow the trading strategies, research, and/or investment ideas developed by these organizations. Such organizations may be licensed or unlicensed, professional or amateur and are unaffiliated with us. They are solely responsible for their own services, products, and content regardless of whether such services, products, or content is provided in materials of or hosted on such organizations’ web sites, or any web sites hosted by us or co-branded with us. We review advertising published on our official online brokerage web site. We neither review nor approve advertising material not involving us and published on a site other than our official online brokerage website site. Such advertising material is the sole responsibility of the organization even where we host the web site. Use by an organization of our brokerage platform does not imply or constitute our recommendation, endorsement, approval, or oversight of such organization or its offerings, products, services, or publications or any investment suggested or implied by or from such organization, even if we provide services to such organization (such as creating or consulting on security screens, filters, Folio construction, or otherwise).

We may pay such organizations referral fees, per subscriber fees, content fees, or other fees, or such organizations may pay us for use of our platform or for services we provide to them. Notwithstanding the payment of such fees, we and the organization remain independent contractors and neither is an agent, representative, or partner of the other. Neither has any right, power, or authority to enter into any agreement for or on behalf of, to incur any obligation or liability for, or to otherwise bind the other. The payment of fees does not constitute or create an association, joint venture, co-ownership, co-authorship, or partnership or impose any partnership obligation or liability upon either.

Site Availability

Learn more about our site availability.

Cash Investment Products

Cash investments at Folio Investing receive extended FDIC Insurance coverage and pay interest through our FDIC Insured Sweep Program. Cash can be allocated within any Folio using the ticker symbol FDIC.CASH. Separately, non-Folio cash deposits over $25,000 may be eligible for higher interest rates through the FDIC.PLUS product. Cash balances held in your accounts but not invested in FDIC.CASH or FDIC.PLUS are also aggregated into and pay interest through the FDIC Insured Sweep Program. FDIC covers both the principal and accrued interest in each sweep account for any bank that fails. SIPC insurance does not apply to any amounts in bank deposits, nor does it apply to investments in FDIC.CASH or FDIC.PLUS under the Sweep Program.

Learn more about cash investments

Order Routing and Execution

Learn more about our order routing and execution practices.

Folio Investing does not offer All-Or-None (“AON”) limit, day term orders. As a result, your order may be partially filled if you place a limit, day order for securities.

Good-Until-Canceled (“GTC”) limit orders at Folio Investing are handled as AON orders. Even if your price target is met, there is a chance that your GTC order will not be filled, since all unrestricted orders at that price must be filled first.

Financial Statement

Pursuant to the Securities Exchange Act of 1934 and rules adopted thereunder by the Securities and Exchange Commission, we are required to provide our customers with certain financial information. See Statement of Financial Condition for a copy of our financial statement.

Business Continuity Plan

Learn more about our business continuity plan.

Privacy

Learn more about our privacy policy.

Protection and Security

We protect your assets with proven technology, processes, and insurance. Learn more

Customer Testimonials

While the stories conveyed by our customers in the testimonials that appear on our website represent the actual experience of the investor, we do not represent that everyone will have a similar experience or that the testimonial is representative of the experiences of our other customers. Results will vary. These stories should not be considered investment advice and are not a guarantee of future performance or results.

Copyrights, Trademarks and Patents

©2014 by FOLIOfn, Inc. Folio Investing, FOLIOfn, FOLIO Advisor, Folio Institutional, and FOLIOfn Institutional are registered trademarks of FOLIOfn, Inc. All Rights Reserved. FOLIOfn Investments, Inc. products and services are covered under the U.S. Patents listed below as well as other related patent applications.

Patent Number Description
8,275,690 Method and apparatus for enabling smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis
8,099,344 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis
8,086,514 Method and apparatus for rebalancing an investment portfolio using a portfolio investment system
8,078,490 Method and apparatus for corporate voting
7,844,538 Method and apparatus for trading securities or other instruments
7,685,046 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis
7,640,182 Method and apparatus for corporate voting
7,552,082 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis
7,546,267 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis
7,117,176 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis
7,110,971 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis
7,047,218 Method and apparatus for trading securities or other instruments on behalf of customers
6,996,539 Method and apparatus for enabling smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis
6,801,199 Method and apparatus for interacting with investors to create investment portfolios
6,601,044 Method and apparatus for enabling individual or smaller investors or others to create and manage a portfolio of securities or other assets or liabilities on a cost effective basis
6,516,303 Method, system, and apparatus for managing taxable events within a portfolio
6,360,210 Method and system for enabling smaller investors to manage risk in a self-managed portfolio of assets/liabilities
6,338,047 Method and system for investing in a group of investments that are selected based on the aggregated, individual preference of plural investors
6,161,098 Method and apparatus for enabling small investors with a portfolio of securities to manage taxable events within the portfolio

Ready-to-Go Folios (RTG) Performance

Ready-to-Go Folio (RTG) performance is updated daily and assumes cash distribution reinvestment. RTG performance does not represent actual performance experienced by customers. No fees or trading costs are included in the reported performance because the Folios are model based. If an RTG has less than one year of performance history, the Since Inception return figure is not annualized and represents an aggregate total return. See how returns are calculated and why customer returns may differ.

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