Use this form to transfer assets held at another institution to your Folio Investing account.

Use this form for account transfers where the firm sending assets to Folio Investing will not accept an electronic signature on the transfer request. We will provide the physical client signature on this form to the transferring firm so that they will process the transfer to us, the receiving firm.

Use this form to convert a new IRA to a beneficiary IRA. To open a beneficiary IRA, first open an IRA rollover or Roth IRA account online and then submit this form.

Use this form to set up an electronic funds transfer (EFT) link between an account owner’s domestic bank and their Folio Investing account only in instances where the Folio account registration is not an exact match with the bank account registration. For example, use this form to establish an EFT link between a Folio Investing joint account and an individual account at your bank. In all other cases, set up the EFT link online.

Use this form when you are opening a new account, or updating your settings if you, your spouse, or any other immediate family members, including parents, in-laws, and siblings that are dependents, employed by or associated with the securities industry (for example, investment advisor, sole proprietor, partner, officer, director, branch manager, or broker at a broker-dealer firm or municipal securities dealer) or a financial regulatory agency, such as FINRA or the New York Stock Exchange, and this entity requires that you obtain its approval for you to open this account.

Use this form to transfer cash and/or securities between existing Folio Investing accounts, where the transfer cannot be completed online.

Use this form to send a check to pay the annual retirement account fee, instead of paying it from funds in the retirement account.

Use this form to request distributions from your IRA account and to close an IRA.

Use this form to certify a rollover distribution from your a current traditional IRA, or Roth IRA, or an eligible qualified retirement plan distribution that you are depositing into a Folio Investing IRA, when you have received a physical check from a qualified retirement plan.

Account holders use this form to complete the SIMPLE IRA (type 5304) account opening process.

Employers use this form to complete the SIMPLE IRA (type 5304) account opening process.

Use this form to designate beneficiaries who will become the owner of the account on the death of the last surviving account owner for Individual, Joint Rights of Survivorship, Joint Tenants by Entirety, and Joint Community Property accounts.

Use this form to change the primary trustee, name a successor primary trustee, and/or remove a trustee on your Folio Investing account.

Use this form to update the name on an account that is associated with a taxpayer identification number (TIN) after a marriage or divorce, or to request a correction to the TIN on an account.

Additional Documents

This agreement sets forth the basic relationship between you and us, including the custodial terms of an Individual Retirement Account (IRA), a Roth Individual Retirement Account (Roth IRA) and SIMPLE Individual Retirement Account (type 5304). You sign this agreement when you first open an account, an IRA, Roth IRA, or SIMPLE IRA (type 5304) and agree to the current version of this document as it may be updated or amended every time you log into your account online.