The effective date of the transaction
Describes the posted transaction
Provides additional information about the transaction. For example, a buy order has three different types—window trade, market order (includes market, limit, stop, and stop-limit orders), or reinvestment order.
Identifier for the security
Name of the security
The price involved in the transaction
The quantity involved in the transaction
The amount of the transaction (calculated as:
Price × Quantity)
The name of the folio where the transaction took place
Reports the commission amount, if applicable
Provides additional transaction information where applicable
See our Custom Table Guide for directions on how to change the column order, resize columns, or add and remove columns.
Deposits & Transfers in
Includes checks, cash, and security transfers in, and other deposits
- Cash & Bill Pay
List all check and bill pay deposits
- Wire & EFTs
List all wire and EFT deposits
- Transfers (in)
List all cash and securities transferred into the folio or account
- Miscellaneous Deposits
List all miscellaneous deposits that do not have a specific transaction label
- Cash & Bill Pay
Withdrawals & Transfers out
Includes checks, cash, and security transfers out, and other withdrawals
List all check withdrawals
- Wire & EFTs
List all wire and EFT withdrawals
- Transfers (out)
List all cash and securities transferred out of the folio or account
- Miscellaneous Withdrawals
List tax withholding and miscellaneous withdrawals.
All buys and sells including reinvestments
List all buys except for reinvestments
List all sells
List all reinvestments
Includes dividends, interest, and other security distributions
List all paid dividends and dividend adjustments
List all interest payments and interest adjustments
- Capital Gain Distribution
List long-term and short-term capital gains distributions
- Stock Dividends
List all paid stock dividends
- Return of Capital
List return of capital transactions
- Cash Liquidations
List cash distributions resulting from a merger or final security distribution
Includes all fees posted to an account or folio
All fees not considered investment management or trading expenses
- Trading Expenses
Fees directly or indirectly associated with the purchase of sale of securities
- Investment Management
Fees for investment management services
Includes special activity such as splits, mergers, and other corporate actions
List all exchanges into or out of the folio or account
List merger transactions
- Name Changes
List security, and/or description changes
- Stock Splits
List all forward and reverse stock splits
List all spin-offs adjustment
The “Reset View” button restores the table columns size and order to the original default.
The “Results Summary” table shows the count and dollar amount of transactions displayed in the results table below. If a column displays a transaction count, but no dollar amount then the particular transactions do not have an associated value. For example, “Name Change” transactions do not have a dollar value but they will still be counted under “Corporate Actions.”
By selecting the Download & Print icon you will download the transactions for the selected date range into a spreadsheet. You can print all of the downloaded information by selecting Print.
The “Software Downloads” dropdown menu allows you to download your transaction history into .QFX, .OFX, and .QIF formats. You will be asked to select a date range.
There are additional search criteria available below Step 2 in the “Filter” section of the Transaction History page. Select the down arrow next to “Additional Search Criteria” to search by dollar amount or security. To hide these additional criteria select the arrow again.
Select the checkbox under “Additional Search Criteria” to show cash sweep transactions. Cash sweep transactions reflect the movement of cash after certain types of transactions. These transactions are hidden by default since in most cases they are not directly initiated by you. For example, a $10 dividend that is paid to a folio is then moved to Cash as a purchase. To display these cash purchase transactions select the checkbox.
If your account or folio has many transactions over the selected date range then the page could take extra time since there are many transactions to search through.