Release Notes

2/5/2015

• Trading– Models and Allocations tab being replaced with Trade Center. The new interface provides increased visibility, responsive design and additional features.
• Trading– Handling of mixed T1/T3 trades can be modified to reduce potential cancelled orders due to mixed settlement of trades.
• API ACAT Transfer Service– Ability to initiate and manage incoming ACAT transfer requests via API.
• Client Communication– Annual email and physical address verification shown to clients will now use an Item for Attention (IFA).
• Corporate Actions– Ability to elect multiple clients for voluntary corporate actions.
• Platform Enhancements– Improved functionality during system updates to allow for uninterrupted account opening.
• Various Bug Fixes

10/23/2015

• Model Management– Ability to automatically make new models created by an advisor available to all advisors within the advisory firm, this setting can be turned on upon request.
• Transfer Money– New micro-deposit and owner approval bank link verification. All new bank links will need to be micro-deposit verified and owner approved before they can be used for money transfers.
• New API services/enhancements
• Transfer within account Service – Transfer securities from one folio to another within the account.
• Account Permissioning Service – Ability to permission users onto existing accounts.
• Enhanced Transfer Money Services – All Deposit & Withdrawal Services have been updated to accommodate additional required criteria for IRA accounts.
• Enhanced Verification Services – Ability to retry customer validation if the client settings have been updated and the client had previously failed validation.
• Additional API Authorization and Audit Trail
• Various Bug Fixes

12/11/2015

• Distribution Reinvestment– Additional options for the handling of distributions within a folio:
• Reinvest distributions of $1 or more in the securities that paid them; distributions under $1 pay to account cash balance
• NEW – Reinvest distributions of $1 or more in the securities that paid them; distributions under $1 pay to FDIC.CASH within the folio
• Do not reinvest distributions (pay to account cash balance).
• NEW – Do not reinvest distributions; pay to FDIC.CASH within the folio
• New API Services/Enhancements
• Owner Verification Service – Ability to submit bank link owner verification for an advisor entered bank link
• Document Submission Service – Ability to send Account or Member documents for processing
• Security– CAS 4.0.1 has been upgraded to provide SSO (Single Sign On) capabilities to partners
• Browser Compatibility– Updated site navigation and rendering for Safari browser
• Transfer Money– Performance Improvements
• Various Bug Fixes

5/20/2016

• Platform Enhancements– Advisor Connexion Improvements.

7/15/2016

• Platform Enhancements– Performance Enhancements for Dashboard.
• Platform Enhancements– Improvements to Transfer Activity Tool.
• Various Bug Fixes

9/30/2016

• Trading– Compliance with Tick Pilot Test Security Groups.
• Security– Redesign of Second Factor.
• API– Enhanced Transfer Money Services.
• Various Bug Fixes