Date – The effective date of the transaction
Transaction – Describes the posted transaction
Transaction Type – Provides additional information about the transaction. For example, a Buy order has three different types—Window Trade, Market Order (includes Market, Limit, Stop and Stop-Limit orders), or Reinvestment Order.
Symbol – Identifier for the security
Name – Name of the security
Price – The price involved in the transaction
Quantity – The quantity involved in the transaction
Amount – The amount of the transaction (calculated as: Price multiplied by Quantity)
Folio – The name of the Folio where the transaction took place
Commission – Reports the commission amount, if applicable
Notes – Provides additional transaction information where applicable
Please see our guide for directions on how to change the column order, resize columns, or add and remove columns.
Deposits & Transfers in: Includes checks, cash & security transfers in, and other deposits
Withdrawals & Transfers out: Includes checks, cash & security transfers out, and other withdrawals
Trades: All buys and sells including reinvestments
Distributions: Includes dividends, interest, and other security distributions
Fees: Includes all fees posted to an account or Folio
Corporate Actions: Includes special activity such as splits, mergers, and other corporate actions
The Reset View button restores the table columns size and order to the original default.
The Results Summary table shows the count and dollar amount of transactions displayed in the results table below. If a column displays a transaction count, but no dollar amount then the particular transactions do not have an associated value. For example, Name Change transactions do not have a dollar value but they will still be counted under Corporate Actions.
By selecting the Download & Print icon you will download the transactions for the selected date range into a spreadsheet. You can print all of the downloaded information by selecting Print.
The Software Downloads dropdown menu allows you to download your transaction history into .QFX, .OFX, and .QIF formats. The Software Downloads will ask you to select a date range.
There are additional search criteria available below Step 2 in the Filter section of the Transaction History page. Select the down arrow next to Additional Search Criteria to search by dollar amount or ticker. To hide these additional criteria select the arrow again.
Select the checkbox under Additional Search Criteria to show cash sweep transactions. Cash sweep transactions reflect the movement of cash after certain types of transactions. These transactions are hidden by default since in most cases they are not directly initiated by you. For example, a $10 dividend that is paid to a Folio is then moved to Cash as a purchase. To display these Cash purchase transactions select the checkbox.
If your Account or Folio has many transactions over the selected Date Range then the page could take extra time since there are many transactions to search through.